Notification : Welcome to www.indianstockfinance.com.    The training programs conducted by Indian Stock Finance education service are designed to cater to people interested in a career in finance and also to those who wish to know about the functioning of the stock markets.

Monday, 5 August 2013

Compliance Officers (Brokers) Module

Why should one take this course?
  • To understand the statutes pertaining to the securities market.
  • To learn about the rules, regulations and bye-laws of the exchanges.
  • To understand the SEBI guidelines.
Who will benefit from this course?
  • Compliance Officers
  • Students of Law colleges
  • Candidates interested in making their career as compliance officers/legal officers in the securities market
Test details
Duration: 120 minutes
No. of questions: 60
Maximum marks: 100, Passing marks: 60 (60%); There is negative marking for incorrect answers.

Certificate validity: For successful candidates, certificates are valid for 5 years from the test date.