Notification : Welcome to www.indianstockfinance.com.    The training programs conducted by Indian Stock Finance education service are designed to cater to people interested in a career in finance and also to those who wish to know about the functioning of the stock markets.

Sunday, 29 September 2013

Provision for a member to act as a principal in stock market

A member of a recognized stock exchange shall not in respect of any securities enter into any contract as a principal with any person other than a member of a recognized stock exchange, unless he has secured the consent or authority of such person and discloses in the note, memorandum or agreement of sale or purchase that he is acting as a principal.